ISO-IEC-42001-Lead-Auditor최신덤프데모덤프최신버전자료
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PECB ISO-IEC-42001-Lead-Auditor인증시험은 전문적인 관련지식을 테스트하는 인증시험입니다. DumpTOP는 여러분이PECB ISO-IEC-42001-Lead-Auditor인증시험을 통과할 수 잇도록 도와주는 사이트입니다. 많은 분들이 많은 시간과 돈을 들여 혹은 여러 학원 등을 다니면서PECB ISO-IEC-42001-Lead-Auditor인증시험패스에 노력을 다합니다. 하지만 우리DumpTOP에서는 20시간 좌우만 투자하면 무조건PECB ISO-IEC-42001-Lead-Auditor시험을 패스할 수 있도록 도와드립니다.
PECB ISO-IEC-42001-Lead-Auditor인증덤프는 최근 출제된 실제시험문제를 바탕으로 만들어진 공부자료입니다. PECB ISO-IEC-42001-Lead-Auditor 시험문제가 변경되면 제일 빠른 시일내에 덤프를 업데이트하여 최신버전 덤프자료를PECB ISO-IEC-42001-Lead-Auditor덤프를 구매한 분들께 보내드립니다. 시험탈락시 덤프비용 전액환불을 약속해드리기에 안심하시고 구매하셔도 됩니다.
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최신버전 ISO-IEC-42001-Lead-Auditor최신 덤프데모 덤프데모문제
많은 시간과 돈이 필요 없습니다. 30분이란 특별학습가이드로 여러분은PECB ISO-IEC-42001-Lead-Auditor인증시험을 한번에 통과할 수 있습니다, DumpTOP에서PECB ISO-IEC-42001-Lead-Auditor시험자료의 문제와 답이 실제시험의 문제와 답과 아주 비슷한 덤프만 제공합니다.
PECB ISO-IEC-42001-Lead-Auditor 시험요강:
| 주제 | 소개 |
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| 주제 2 |
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| 주제 3 |
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| 주제 4 |
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최신 AI management system (AIMS) ISO-IEC-42001-Lead-Auditor 무료샘플문제 (Q57-Q62):
질문 # 57
Auditors use the ______ as a benchmark to determine conformity.
- A. Audit plan
- B. Audit feasibility
- C. Audit criteria
- D. Audit objectives
정답:C
설명:
Audit criteriaare defined as theset of policies, procedures, or requirementsused as areference pointagainst whichaudit evidence is compared.
As perISO 19011:2018 - Clause 3.5, audit criteria are the"set of policies, procedures, or requirements used as a reference". For ISO/IEC 42001 audits, the audit criteria include therequirements of ISO/IEC
42001:2023, relevant laws, internal policies, and controls.
ThePECB Lead Auditor Guide - Domain 3further confirms that conformity assessment depends on comparing actual practices and records againstpredefined criteriato identify nonconformities or compliance.
Reference: ISO 19011:2018 - Clause 3.5 (Audit criteria)
ISO/IEC 42001:2023 - Clause 9.2.2
PECB Lead Auditor Guide - Domain 3: "Audit Criteria and Conformity"
질문 # 58
Which control in Annex A of ISO 42001:2023 focuses on the need for stakeholder engagement in AI system development?
- A. Data Management
- B. Stakeholder Consultation
- C. Risk Assessment
- D. Continuous Improvement
정답:B
설명:
Annex A - Control A.5.2.2: Stakeholder Consultationexplicitly requires organizations toconsult with relevant stakeholders(such as users, impacted communities, regulators, etc.) during the development and operation of AI systems.
This control emphasizes the importance of engaging stakeholders toidentify expectations, values, ethical concerns, and social impact risksassociated with the AI system.
Stakeholder engagement supports transparency, ethical alignment, and social acceptability of AI solutions.
질문 # 59
Did the audit team leader thoroughly review all essential components before deciding to close the nonconformity? Refer to scenario 9.
Scenario 9: ImoAl, headquartered in California. USA, provides Al solutions for various industries such as finance, healthcare, retail, and manufacturing. Its clients include major financial institutions seeking Al powered fraud detection systems, healthcare providers leveraging Al for diagnostics and patient care, retailers optimizing supply chain management with Al forecasting, and manufacturers enhancing production efficiency through Al-driven automation.
ImoAl has recently undergone a certification audit to ensure that its artificial intelligence management system AIMS is in compliance with ISO/IEC 42001. During the audit, a major nonconformity related to data security protocols was identified, requiring urgent resolution.
ImoAl swiftly initiated corrective actions to address the
major nonconformity. The audit follow-up, in agreement with the auditee, was scheduled six weeks after the initial audit. As part of exploring alternatives to audit follow-up, the audit team leader chose to verify the effectiveness of the actions taken by the auditee by scheduling a specific visit to ImoAI's premises.
The follow-up audit involved a thorough evaluation of the effectiveness of these actions. The audit team leader thoroughly examined the corrections, corrective actions, and root cause analysis conducted by ImoAl to assess whether they adequately addressed the nonconformity identified during the initial audit.
In conjunction with the external audit follow-up, ImoAl engaged its internal auditing team to oversee the progress of corrective actions. The AIMS manager of ImoAl updated Ms. Rebecca Hayes, the internal auditor, on the status of corrections and corrective actions prompted by the nonconformity identified during the external audit. Subsequently, Ms. Hayes thoroughly reviewed these measures, analyzing the corrections, root causes, and effectiveness of the implemented actions.
Upon satisfactory validation of the action plans, ImoAl was recommended for certification.
- A. No, the audit team leader focused solely on immediate corrective actions without considering long-term prevention strategies
- B. No, the audit team leader overlooked potential impacts on related processes
- C. Yes, the audit team leader reviewed all the necessary elements
정답:C
설명:
The scenario indicates that the audit team leader thoroughly evaluated ImoAI's corrective actions, root cause analysis, and effectiveness of those actions before closing the nonconformity. This aligns with ISO/IEC
17021-1:2015 Clause 9.4.8, which states that verification must include not only confirmation that the problem was fixed but also that the root cause has been addressed to prevent recurrence.
The use of internal audits (as carried out by Ms. Hayes) further supports the thoroughness of the review process.
Reference:
ISO/IEC 17021-1:2015 Clause 9.4.8 - Verification of effective corrective action ISO 19011:2018 Clause 6.6.4 - Audit follow-up and validation ISO/IEC 42001:2023 Clause 10.2 - Corrective actions and preventive mechanisms Certainly! Below are Questions 75 to 80 formatted in the required structure according to ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor standards, with correct answers and comprehensive explanations.
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질문 # 60
Question:
During the annual ISO/IEC 42001 audit at a financial company, the auditor selected and analyzed a sample of
5 out of 25 follow-up nonconformity reports to assess whether the company adheres to its follow-up process.
What type of evidence did the auditor gather?
- A. Quantitative
- B. Qualitative
- C. Semi-quantitative
- D. Observational
정답:A
설명:
The auditor gatheredQuantitative evidence.
* Quantitative evidenceis defined as evidence that is measurable and based on numbers or statistical sampling.
* ISO 19011:2018 Clause 6.5.5states:"Quantitative audit evidence is numerical or measurable and collected through sampling, measurements, or observations."
* Sampling nonconformity reports to check process adherence clearly falls underquantitative evidence.
Reference:ISO 19011:2018 Clause 6.5.5; ISO/IEC 42001:2023 Clause 9.2.2.
질문 # 61
Question:
While auditing a company's AIMS, the audit team reviewed policies, objectives, and communications to evaluate the involvement of top management. They also conducted interviews with staff to assess the engagement of leaders at various levels in ensuring the system's effectiveness.
Based on this approach, what level of management should the auditors prioritize when assessing leadership and commitment?
- A. They should focus on leadership at all levels of management
- B. They should focus on the leadership of department heads
- C. They should focus on leadership at the top management level
정답:A
설명:
ISO/IEC 42001 emphasizes that leadership is a shared responsibility that must be demonstrated at all management levels.
* Clause 5.1 (Leadership and commitment) states:"Top management shall demonstrate leadership and commitment... and ensure that roles, responsibilities, and authorities are assigned, communicated, and understood."
* The Lead Auditor Guide also emphasizes evaluating leadership engagement across hierarchical levels, not just the top.
Reference: ISO/IEC 42001:2023 Clause 5.1; Lead Auditor Training Manual - Module 5 ("Leadership and Engagement").
질문 # 62
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